the CFTC and the NFA as a Commodity Trading Advisor, or “CTA.” • Although registration requirements of the Investment Company Act by virtue of Sections.

12 Jan 2015 Transitioning from Proprietary Trader to Commodity Trading Advisor like a new restaurant – it's difficult to become a long-term success story. 14 Jun 2012 In February 2012, the US Commodity Futures Trading Commission (CFTC) requirements for entities deemed to be 'commodity trading advisors' Any fund manager or trading advisor that trades derivatives would be well  White River Group is a registered Commodity Trading Advisor whose primary goal is to generate the highest quality of risk adjusted returns for clients. fraud by a commodity trading advisor ("CTA") in violation of Section 4o(I); and and that if the CEA were construed to cover him, the registration requirements 

The statute defines a “commodity trading advisor” as someone who advises people “either directly or through publications, writings, or electronic media” about 

Are you considering starting your own Commodity Trading Advisor (CTA), or liable for any inability of you to become a registrant as you may have requested. The statute defines a “commodity trading advisor” as someone who advises people “either directly or through publications, writings, or electronic media” about  Amazon.com: Commodity Trading Advisors: Risk, Performance Analysis, and You'll become familiar with many of the benefits and risks associated with CTAs  Evaluate a Managed Futures program based on objective rankings of the Commodity Trading Advisor. the CFTC and the NFA as a Commodity Trading Advisor, or “CTA.” • Although registration requirements of the Investment Company Act by virtue of Sections.

A commodity trading advisor (CTA) is an individual or organization that, for compensation or profit, advises others, directly or indirectly, as to the value of or the advisability of buying or selling futures contracts, options on futures, retail off-exchange forex contracts or swaps.

OF COMMODITY TRADING ADVISOR DISCLOSURE. extremely high degree of leverage; margin requirements for futures and forward contracts trading. Are you considering starting your own Commodity Trading Advisor (CTA), or liable for any inability of you to become a registrant as you may have requested. The statute defines a “commodity trading advisor” as someone who advises people “either directly or through publications, writings, or electronic media” about 

If you are trading commodities through a managed account, you need to select a commodity trading advisor (CTA). A CTA is a securities professional who is 

30 Jul 2019 His role has expanded considerably as investment products become more complex. Commodity Trading Advisor, Genuine Trading Solutions, 

12 Dec 2017 On January 3rd, 2018, the Markets in Financial Instruments Directive II (MiFID II) will require EU Investment management firms to unbundle 

Are you considering starting your own Commodity Trading Advisor (CTA), or liable for any inability of you to become a registrant as you may have requested. The statute defines a “commodity trading advisor” as someone who advises people “either directly or through publications, writings, or electronic media” about  Amazon.com: Commodity Trading Advisors: Risk, Performance Analysis, and You'll become familiar with many of the benefits and risks associated with CTAs  Evaluate a Managed Futures program based on objective rankings of the Commodity Trading Advisor.

Commodity trading advisors require a Commodity Trading Advisor (CTA) registration, as mandated by the National Futures Association, the self-regulatory organization for the industry. Understanding If directing trading of commodity interests, file the annual report required by CFTC Regulation 4.27 in EasyFile (CTA Filers). File any new exemption notices and affirm any CTA registration exemptions electronically through NFA's Exemption system .